Colloquium: Michael Becker
Michael Becker (Reed College)
"The role of markedness in generalizing over lexical exceptions"
Friday, October 10 at 4pm
Silver Center Room 414
Joint work with Lena Fainleib (Tel Aviv University)
Lexical exceptions have been repeatedly shown to influence speakers’ treatment of novel items (Bybee & Moder 1983 and many others since), which was taken to mean that lexical exceptions have an impact on the grammar. With the advent of Optimality Theory (Prince & Smolensky 1993/2004), lexical exceptions have been modeled using markedness constraints (Zuraw 2000, Albright & Hayes 2003, Hayes & Londe 2006, Pater 2006, Becker 2008, among others). These OT accounts share the prediction that speakers will generalize over the output properties of lexical exceptions, since by definition, markedness constraints only assess output forms. I claim that this prediction is correct, and show that Hebrew speakers prefer output-based generalizations to input-based generalizations even in the absence of evidence for it in the source language.
In Hebrew, masculine nouns regularly take the suffix [-im]. Of the irregular nouns that take [-ot], most have [o] in their stem, i.e. the affix agrees with the stem vowel. Since the stem [o] stays unchanged, speakers can’t tell whether [-ot] agrees with the singular stem [o] or the plural stem [o].
In an artificial input-output mapping experiment, 60 Hebrew speakers were assigned to learn one of two artificial languages. In both languages, singulars were the same plausibly native novel nouns. In the plural stems, [o] was switched with [i] (1) and [i] with [o] (2) — changes that are absent from real Hebrew. In the “surface” language, the plural suffixes [-im] and [-ot] were selected to agree with the vowel in the plural stem, whereas in the “deep” language, the plural suffixes were selected to agree with the vowel in the singular stem.
Singular_____“Surface” language plural_____“Deep” language plural
(1) apóz____________apiz-ím___________________apiz-ót
_____agóf_____________agif-ím___________________agif-ót
(2) amíg_____________amog-ót_________________amog-ím
_____axís______________axos-ót__________________axos-ím
When asked to generate plurals for novel items, the “surface” language participants were significantly more successful in applying the required vowel changes and affix selection, demonstrating a universal bias toward output-based generalizations.
I show that the results follow nicely from a model in which speakers assign an Optimality Theoretic grammar to the artificial languages, using the same constraints they use in real Hebrew. Models that make input-based generalizations by learning from input-output mappings fail to capture the results. Interestingly, models that rely on raw phonotactics of the language, without deriving these phonotactics from universal principles, fail as well.